Same curriculum · reference view

Every Series 7 lesson, organized for review.

This is a reference projection of the course: the same governed lesson IDs, titles, order, and release state.

Section 1

Business Development

1 Communications, Marketing, and Required Approvals Available
2 Offerings, Prospectuses, and Private Placements Available

Section 2

Opening Accounts

1 Account Ownership and Entity Accounts Available
2 Retirement, Education, and Specialized Accounts Available
3 CIP, AML, Trusted Contacts, and Account Documents Available
4 Customer Profile, Discretion, and Account Approval Available

Section 3

Investments, Recommendations, and Records

1 Portfolio Analysis, Risk, Return, and Market Information Available
2 Equities, Rights, Warrants, ADRs, and Stock Events Available
3 Investment Companies, ETFs, and Portfolio Programs Available
4 Variable Annuities: Accumulation and Payout Available
5 REITs, Limited Partnerships, and DPPs Available
6 Options Foundations: Value, Breakeven, and Risk Available
7 Covered Calls, Protective Puts, and Uncovered Positions Available
8 Spreads, Straddles, Exercise, and Closing Transactions Available
9 Corporate Debt: Yields, Duration, and Convertibles Available
10 Treasuries, TIPS, and Agency Securities Available
11 Municipal Bonds, Notes, Analysis, and Taxable-Equivalent Yield Available
12 Regulation Best Interest and Recommendation Analysis Available
13 Taxation, Cost Basis, Wash Sales, and Inherited Securities Available
14 Mutual Fund Sales Charges, Breakpoints, and Distributions Available
15 Variable-Product Taxation, Exchanges, and Costs Available
16 Senior Protection, Transfers, Complaints, and Records Available

Section 4

Transactions and Instructions

1 Order Types, Time Qualifiers, and Firm Quotes Available
2 Short Sales and Best Execution Available
3 Order Tickets, Settlement, and Confirmations Available
4 Trade Errors, Complaints, and Margin Available